Alpha (Jensen's)

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The return that you cannot explain by just being levered to the market.

Quick Answer

What is Alpha (Jensen's)?

Jensen's alpha is the return a portfolio earned above what its beta-adjusted exposure to the market would have predicted. It isolates skill from leverage. A portfolio that returned 15% with a beta of 1.5 in a year the market did 10% has alpha of zero — all the excess came from extra market exposure, not skill.

α = Rp − [Rf + β·(Rm − Rf)]

Formula

α = Rp − [Rf + β·(Rm − Rf)]
Rp = portfolio return · Rf = risk-free rate · β = portfolio beta · Rm = market return · the bracket is the CAPM-predicted return

Subtract the CAPM-predicted return (what your beta should have earned) from your actual return. What is left is alpha — the part you cannot explain by beta exposure to the market.

Intuition — what is this number telling you?

Alpha is the cleanest measure of stock-picking or allocation skill. Long-term positive alpha is exceptionally rare and the gold standard for evaluating active managers. Studies of mutual funds consistently show fewer than 10% have statistically significant positive alpha after fees over multi-decade periods.

The catch: a small-cap manager can show positive alpha against the S&P 500 simply by tilting to small-caps, since the S&P 500 underweights them. The Fama-French 3 and 5-factor models exist specifically to strip out these style tilts so the residual alpha is actually skill, not style.

Worked example

Step-by-step

Portfolio returned 13%. T-bills paid 4.5%. Beta was 1.2. S&P 500 returned 10%.

CAPM prediction: 4.5% + 1.2 · (10% − 4.5%) = 4.5% + 6.6% = 11.1%

Alpha = 13% − 11.1% = +1.9%

You earned 1.9 percentage points more than your beta exposure should have produced. That is the part attributable to skill (or luck — see PSR for the statistical test).

What's a good Alpha (Jensen's) value?

Statistically meaningful long-run alpha is rare. Industry guidelines:

Alpha (annualized, after fees)Verdict
< 0Underperformed the market on a risk-adjusted basis. Closet indexer or worse.
0 – 1%Statistically indistinguishable from luck for most sample sizes.
1 – 3%Solid active manager — top quartile over 10+ years.
3 – 5%Exceptional — top decile, very rare sustained.
> 5%Either Renaissance Medallion territory or overfitting/short sample.

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Related metrics

Beta  ·  R-Squared  ·  Treynor Ratio  ·  Information Ratio  ·  Fama-French 3/5-factor

Frequently asked questions about Alpha (Jensen's)

How is alpha different from active return?

Active return is Rp − Rb. Alpha is Rp − CAPM_predicted_return. Alpha adjusts for the leverage (beta) you took, active return does not.

How long do I need to detect real alpha?

At least 5 years of monthly returns; ideally 10+. Alpha is statistically noisy at short windows. Use PSR for a formal test.

What is "factor alpha"?

Residual alpha after Fama-French 3 or 5 factor adjustment (market, size, value, profitability, investment). Most "alpha" from CAPM is actually exposure to size or value factors.

Does Foliolytic show alpha?

Yes — Jensen's alpha against S&P 500 by default, with optional Fama-French 5-factor decomposition.

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